| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ROTHSCHILD & CO WEALTH MANAGEMENT HONG KONG LIMITED | Rep | 就证券提供意见 | 2018-02-05 | 2019-06-11 |
| Rep | 证券交易 | 2018-02-05 | 2019-06-11 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2005-07-06 | 2005-12-21 |
| Rep | 期货合约交易 | 2005-07-06 | 2005-12-21 | |
| Rep | 证券交易 | 2005-07-06 | 2005-12-21 |