Wu, Carrie Ka Wai 胡嘉慧
证监会中央编号:AMF133
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Crosby Securities Limited | RO | 就证券提供意见 | 2025-12-24 | - |
| RO | 提供资产管理 | 2025-12-24 | - | |
| RO | 证券交易 | 2025-12-24 | - | |
| Emperor Asset Management Limited | RO | 就证券提供意见 | 2025-06-26 | - |
| RO | 提供资产管理 | 2025-06-26 | - | |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就证券提供意见 | 2025-06-26 | - |
| RO | 证券交易 | 2025-06-26 | - | |
| Emperor Wealth Management Limited | RO | 就证券提供意见 | 2025-06-26 | - |
| RO | 证券交易 | 2025-06-26 | - | |
| Crosby Securities Limited | RO | 提供资产管理 | 2022-08-01 | 2025-04-15 |
| RO | 就证券提供意见 | 2017-05-05 | 2025-04-15 | |
| RO | 证券交易 | 2017-05-05 | 2025-04-15 | |
| Rep | 提供资产管理 | 2015-12-09 | 2022-08-01 | |
| Rep | 就证券提供意见 | 2015-10-08 | 2017-05-05 | |
| Rep | 证券交易 | 2015-10-08 | 2017-05-05 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2014-09-30 | 2015-09-18 |
| Rep | 证券交易 | 2014-09-30 | 2015-09-18 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-07-07 | 2007-08-03 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-07-07 | 2007-08-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2005-07-07 | 2006-07-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-07-07 | 2006-07-01 |
已采集记录中暂无金管局登记。