Hoad, Benjamin Isaac Hong Kong SFC License Details (ID 116330)

Hoad, Benjamin Isaac Hong Kong SFC License Details (ID 116330)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Canaccord Genuity (Hong Kong) Limited	RO	就证券提供意见	2019-06-21	-
	RO	证券交易	2019-06-21	-
	Rep	就证券提供意见	2019-06-13	2019-06-21
	Rep	证券交易	2019-06-13	2019-06-21
PACIFIC GROUP LIMITED, THE	Rep	提供资产管理	2015-10-22	2016-03-17
Renaissance Capital (Hong Kong) Limited	Rep	证券交易	2010-09-02	2011-10-28
Knight Capital Asia Limited	Rep	证券交易	2009-04-09	2010-06-03
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2007-08-15	2008-11-20
	Rep	提供自动化交易服务	2007-08-15	2008-11-20
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2007-08-15	2008-11-20
	Rep	期货合约交易	2007-08-15	2008-11-20
Morgan Stanley Asia Limited	Rep	证券交易	2007-06-04	2008-11-20
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2007-06-04	2008-11-20
Citigroup Global Markets Asia Limited	Rep	证券交易	2005-07-07	2007-04-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2005-07-07	2007-04-18