| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2017-10-24 | 2017-10-27 |
| Rep | 证券交易 | 2016-03-10 | 2016-03-18 | |
| Rep | 证券交易 | 2015-09-30 | 2015-10-09 | |
| Rep | 证券交易 | 2015-07-17 | 2015-07-24 | |
| Rep | 证券交易 | 2013-02-27 | 2013-03-13 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2005-07-13 | 2009-10-12 |