| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2009-11-20 | 2010-08-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2009-11-20 | 2010-08-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-10-08 | 2008-09-27 |
| Rep | 证券交易 | 2007-10-08 | 2008-09-27 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2005-08-09 | 2007-02-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2005-08-09 | 2007-02-01 |