| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2013-12-31 | 2018-06-22 |
| Japaninvest (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-11-12 | 2013-12-12 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2010-09-08 | 2010-09-24 |
| Rep | 提供资产管理 | 2010-09-08 | 2010-09-24 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2010-08-25 | 2010-09-24 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期货合约交易 | 2010-03-19 | 2010-08-07 |
| Rep | 证券交易 | 2010-02-22 | 2010-08-07 |