| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited | Rep | 提供资产管理 | 2009-06-05 | 2014-05-11 |
| Rep | 就证券提供意见 | 2009-06-03 | 2014-05-11 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-10-10 | 2008-11-15 |
| Rep | 期货合约交易 | 2008-10-10 | 2008-11-15 | |
| Rep | 证券交易 | 2008-10-10 | 2008-11-15 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2008-01-25 | 2008-09-29 |
| Rep | 证券交易 | 2007-06-18 | 2008-09-29 | |
| Rep | 就证券提供意见 | 2005-07-22 | 2008-09-29 |