| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUA NAN SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-03-20 | 2009-08-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-08-01 | 2006-10-12 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-08-01 | 2006-10-12 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-08-01 | 2006-10-12 |