| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 就期货合约提供意见 | 2006-07-28 | 2007-09-04 |
| Rep | 就证券提供意见 | 2006-07-28 | 2007-09-04 | |
| Rep | 证券交易 | 2006-07-28 | 2007-09-04 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-07-22 | 2005-10-07 |
| Rep | 提供资产管理 | 2005-07-22 | 2005-10-07 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-07-22 | 2005-10-07 |
| Rep | 提供资产管理 | 2005-07-22 | 2005-10-07 | |
| Rep | 证券交易 | 2005-07-22 | 2005-10-07 |