| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HPEF Capital Partners Limited | Rep | 就证券提供意见 | 2008-03-11 | 2010-12-01 |
| Rep | 提供资产管理 | 2008-03-11 | 2010-12-01 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2007-10-09 | 2008-01-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2007-10-09 | 2008-01-22 |
| Rep | 期货合约交易 | 2007-10-09 | 2008-01-22 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-07-16 | 2008-01-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2007-07-16 | 2008-01-22 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-07-30 | 2007-06-13 |
| Rep | 证券交易 | 2005-07-30 | 2007-06-13 |