| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BC Asia Asset Management Limited | RO | 提供资产管理 | 2021-06-30 | 2021-11-05 |
| RO | 证券交易 | 2021-06-30 | 2021-11-05 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 证券交易 | 2014-01-17 | 2015-09-25 |
| Rep | 就期货合约提供意见 | 2012-06-01 | 2015-09-25 | |
| Rep | 期货合约交易 | 2012-06-01 | 2015-09-25 | |
| Rep | 就期货合约提供意见 | 2008-06-24 | 2010-09-17 | |
| Rep | 就证券提供意见 | 2008-06-24 | 2010-09-17 | |
| Rep | 期货合约交易 | 2008-06-05 | 2010-09-17 | |
| Rep | 证券交易 | 2008-06-05 | 2010-09-17 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期货合约交易 | 2006-08-18 | 2009-11-23 |
| Rep | 证券交易 | 2005-08-08 | 2009-11-23 |