| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Riverwest Advisors Limited | RO | 提供资产管理 | 2018-05-17 | 2020-03-31 |
| Rep | 提供资产管理 | 2017-09-12 | 2018-05-17 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2014-01-20 | 2016-01-29 |
| PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2013-02-04 | 2013-12-04 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-02-06 | 2008-06-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-01-29 | 2008-06-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-08-14 | 2008-06-27 |
| AM Squared Limited | Rep | 提供资产管理 | 2005-08-05 | 2006-06-05 |