| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| A.M. BEST ASIA-PACIFIC LIMITED | Rep | 提供信贷评级服务 | 2011-06-01 | 2019-02-22 |
| POTOMAC CAPITAL LIMITED (HK) | Rep | 证券交易 | 2009-02-16 | 2009-11-19 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2005-08-15 | 2005-12-01 |
| Rep | 证券交易 | 2005-08-15 | 2005-12-01 |