| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NF Trinity Capital (Hong Kong) Limited | Rep | 证券交易 | 2017-09-07 | 2019-02-07 |
| Rep | 就证券提供意见 | 2016-03-30 | 2019-02-07 | |
| Rep | 提供资产管理 | 2016-03-30 | 2019-02-07 | |
| Safari Asia Limited | Rep | 就证券提供意见 | 2012-06-01 | 2012-09-17 |
| Rep | 提供资产管理 | 2012-06-01 | 2012-09-17 | |
| Hamilton Lane (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-03-13 | 2012-05-16 |
| Rep | 证券交易 | 2012-03-13 | 2012-05-16 | |
| ICG Asia Pacific Limited | Rep | 就证券提供意见 | 2008-06-27 | 2009-01-31 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2006-05-16 | 2008-01-07 |
| Rep | 就证券提供意见 | 2006-05-16 | 2008-01-07 | |
| Rep | 证券交易 | 2005-08-08 | 2008-01-07 |