| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就证券提供意见 | 2017-07-28 | - |
| RO | 证券交易 | 2017-07-28 | - | |
| Rep | 就证券提供意见 | 2017-03-27 | 2017-07-28 | |
| Rep | 证券交易 | 2017-03-27 | 2017-07-28 | |
| RO | 就证券提供意见 | 2016-08-17 | 2017-03-27 | |
| RO | 证券交易 | 2016-08-17 | 2017-03-27 | |
| Rep | 就证券提供意见 | 2016-05-12 | 2016-08-17 | |
| Rep | 证券交易 | 2016-05-12 | 2016-08-17 | |
| KB Securities Hong Kong Limited | Rep | 证券交易 | 2013-05-06 | 2016-04-29 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2012-07-20 | 2013-04-13 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-06-06 | 2008-12-04 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2008-06-06 | 2008-12-04 |
| D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | 就证券提供意见 | 2007-10-05 | 2008-05-07 |
| Rep | 证券交易 | 2007-09-17 | 2008-05-07 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-08-19 | 2007-07-20 |
| Rep | 证券交易 | 2005-08-19 | 2007-07-20 |
已采集记录中暂无金管局登记。