| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-06-07 | 2014-06-13 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-10-18 | 2011-04-27 |
| Rep | 证券交易 | 2010-10-18 | 2011-04-27 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-10-18 | 2011-04-27 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2005-08-22 | 2007-07-30 |
| Rep | 就证券提供意见 | 2005-08-22 | 2007-07-30 | |
| Rep | 证券交易 | 2005-08-22 | 2007-07-30 |