| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2018-11-28 | 2019-06-06 |
| CMB International Securities Limited | Rep | 证券交易 | 2018-11-28 | 2019-06-06 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2018-07-04 | 2018-11-07 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 证券交易 | 2018-07-04 | 2018-11-07 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2018-07-04 | 2018-11-07 |
| Rep | 证券交易 | 2018-07-04 | 2018-11-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-06-23 | 2018-05-31 |
| Rep | 证券交易 | 2017-06-23 | 2018-05-31 |