| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-04-07 | 2006-08-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-04-07 | 2006-08-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-11-02 | 2006-04-02 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-08-24 | 2006-04-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-08-24 | 2006-04-02 |