| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TR Advisors Limited | RO | 就证券提供意见 | 2022-06-22 | - |
| RO | 证券交易 | 2022-06-22 | - | |
| RO | 提供资产管理 | 2008-12-02 | - | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-10-02 | 2007-10-02 |
| Rep | 证券交易 | 2007-10-02 | 2007-10-02 | |
| RO | 期货合约交易 | 2006-05-12 | 2007-10-02 | |
| RO | 证券交易 | 2006-05-12 | 2007-10-02 | |
| Rep | 期货合约交易 | 2005-10-07 | 2006-05-12 | |
| Rep | 证券交易 | 2005-10-07 | 2006-05-12 |