| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2013-06-24 | 2016-09-23 |
| Rep | 证券交易 | 2013-06-24 | 2016-09-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2007-09-11 | 2009-01-23 |
| Rep | 就证券提供意见 | 2007-09-11 | 2009-01-23 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2007-09-11 | 2009-01-23 |
| Rep | 就证券提供意见 | 2007-09-11 | 2009-01-23 | |
| Rep | 证券交易 | 2007-09-11 | 2009-01-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-09-08 | 2009-01-23 |