| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2024-10-07 | - |
| Rep | 就证券提供意见 | 2024-10-07 | - | |
| Rep | 期货合约交易 | 2024-10-07 | - | |
| Rep | 证券交易 | 2024-10-07 | - | |
| Tora Trading Services Limited (HK) | Rep | 提供自动化交易服务 | 2012-04-25 | 2016-02-01 |
| Rep | 期货合约交易 | 2012-04-25 | 2016-02-01 | |
| Rep | 证券交易 | 2012-04-25 | 2016-02-01 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2005-09-20 | 2009-03-19 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-09-20 | 2009-03-19 |
已采集记录中暂无金管局登记。