| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Standard Advisory Asia Limited | RO | 就机构融资提供意见 | 2016-05-23 | 2019-03-31 |
| RO | 就证券提供意见 | 2016-05-23 | 2019-03-31 | |
| RO | 证券交易 | 2016-05-23 | 2019-03-31 | |
| Rep | 就机构融资提供意见 | 2014-12-10 | 2016-05-23 | |
| Rep | 就证券提供意见 | 2014-12-10 | 2016-05-23 | |
| Rep | 证券交易 | 2014-12-10 | 2016-05-23 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2008-09-03 | 2009-05-19 |
| Rep | 证券交易 | 2008-09-03 | 2009-05-19 | |
| Rep | 就机构融资提供意见 | 2008-07-25 | 2009-05-19 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-09-23 | 2008-06-18 |