| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-08-10 | 2008-05-21 |
| Rep | 证券交易 | 2007-08-10 | 2008-05-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-09-28 | 2006-11-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-09-28 | 2006-11-25 |