| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2008-10-15 | 2009-01-22 |
| Rep | 证券交易 | 2008-10-15 | 2009-01-22 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-01-23 | 2008-09-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-09-30 | 2008-09-13 |