| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2013-12-04 | 2016-12-15 |
| Rep | 证券交易 | 2013-12-04 | 2016-12-15 | |
| Oreana Financial Services Limited | Rep | 就证券提供意见 | 2010-07-22 | 2011-06-18 |
| Rep | 提供资产管理 | 2010-07-22 | 2011-06-18 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-10-05 | 2009-04-01 |