| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2026-04-29 | - |
| RO | 证券交易 | 2026-04-29 | - | |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2026-04-29 | - |
| BOCI ASIA LIMITED | Rep | 证券交易 | 2021-01-13 | 2026-04-29 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2021-01-13 | 2026-04-29 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2019-04-25 | 2026-04-29 |
| China Securities (International) Brokerage Company Limited | RO | 就证券提供意见 | 2015-05-27 | 2018-12-14 |
| Rep | 就证券提供意见 | 2015-04-21 | 2015-05-27 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-07-26 | 2010-08-26 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2005-10-17 | 2006-07-24 |
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