Personnel Hong Kong SFC License Details (ID 117166)

Personnel Hong Kong SFC License Details (ID 117166)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Amundi Hong Kong Limited	Rep	就证券提供意见	2019-11-25	2025-02-28
	Rep	证券交易	2019-11-25	2025-02-28
Manulife Investment Management (Hong Kong) Limited	Rep	就证券提供意见	2012-10-03	2018-06-15
	Rep	证券交易	2012-10-03	2018-06-15
First Sentier Investors (Hong Kong) Limited	Rep	证券交易	2006-12-19	2011-08-31
Legg Mason Asset Management Hong Kong Limited	Rep	证券交易	2005-12-01	2006-12-09
	Rep	就证券提供意见	2005-10-18	2006-12-09
	Rep	提供资产管理	2005-10-18	2006-12-09
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就证券提供意见	2005-10-18	2006-12-09
	Rep	提供资产管理	2005-10-18	2006-12-09
	Rep	证券交易	2005-10-18	2006-12-09