| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Cithara Investment International Limited | RO | 就证券提供意见 | 2023-10-26 | - |
| RO | 提供资产管理 | 2023-07-06 | - | |
| Rep | 提供资产管理 | 2020-06-15 | 2023-07-06 | |
| Rep | 就证券提供意见 | 2020-06-15 | 2023-10-26 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-07-09 | 2011-05-18 |
| Rep | 证券交易 | 2010-07-09 | 2011-05-18 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-07-09 | 2011-05-18 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2005-10-31 | 2007-04-29 |
| Rep | 就证券提供意见 | 2005-10-31 | 2007-04-29 | |
| Rep | 证券交易 | 2005-10-31 | 2007-04-29 |