| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Anuenue Securities Limited | RO | 就证券提供意见 | 2019-08-22 | - |
| Anuenue Advisors Limited | RO | 就证券提供意见 | 2018-11-20 | - |
| RO | 提供资产管理 | 2018-11-20 | - | |
| Anuenue Capital International Limited | RO | 就证券提供意见 | 2018-11-20 | - |
| RO | 就机构融资提供意见 | 2018-08-31 | - | |
| Anuenue Securities Limited | RO | 就机构融资提供意见 | 2016-05-05 | - |
| RO | 证券交易 | 2016-05-05 | - | |
| Rep | 就机构融资提供意见 | 2016-01-05 | 2016-05-05 | |
| Rep | 证券交易 | 2016-01-05 | 2016-05-05 | |
| SOUTH CHINA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2014-09-16 | 2015-08-29 |
| SOUTH CHINA COMMODITIES LIMITED | RO | 期货合约交易 | 2014-09-16 | 2015-08-29 |
| SOUTH CHINA SECURITIES LIMITED | RO | 证券交易 | 2014-09-16 | 2015-08-29 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-07-24 | 2014-09-16 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2014-07-24 | 2014-09-16 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2014-07-24 | 2014-09-16 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2012-11-27 | 2014-05-17 |
| MIB FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2011-10-06 | 2014-05-17 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2011-10-06 | 2014-05-17 |
| Mason Securities Limited | RO | 证券交易 | 2008-08-21 | 2011-06-30 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2008-08-21 | 2011-06-30 |
| Mason Securities Limited | Rep | 就机构融资提供意见 | 2008-05-08 | 2011-06-30 |
| Rep | 证券交易 | 2005-11-17 | 2008-08-21 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-11-17 | 2008-08-21 |
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