| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-06-25 | 2009-09-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-06-25 | 2009-09-01 |
| Sun Life Hong Kong Limited | Rep | 就证券提供意见 | 2006-08-28 | 2006-10-30 |
| Network Financial Services Limited | Rep | 就证券提供意见 | 2005-11-18 | 2006-06-01 |