| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2023-10-26 | - |
| Rep | 就证券提供意见 | 2023-10-26 | - | |
| Rep | 证券交易 | 2023-10-26 | - | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2017-07-06 | 2018-12-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2017-07-06 | 2019-07-22 |
| Rep | 证券交易 | 2017-07-06 | 2019-07-22 |