| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DFX Labs Company Limited | RO | 提供自动化交易服务 | 2024-12-18 | 2025-05-16 |
| RO | 证券交易 | 2024-12-18 | 2025-05-16 | |
| Arta Asset Management Limited | RO | 就证券提供意见 | 2022-08-01 | 2023-02-08 |
| RO | 提供资产管理 | 2022-08-01 | 2023-02-08 | |
| RO | 证券交易 | 2022-08-01 | 2023-02-08 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2006-02-15 | 2006-09-22 |
| Rep | 证券交易 | 2006-02-15 | 2006-09-22 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-11-30 | 2005-12-06 |