| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| THE CORE SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2018-03-05 | 2019-07-22 |
| RO | 提供资产管理 | 2018-03-05 | 2019-07-22 | |
| RO | 证券交易 | 2018-03-05 | 2019-07-22 | |
| UBS Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2014-03-05 | 2016-08-16 |
| RO | 提供资产管理 | 2014-03-05 | 2016-08-16 | |
| RO | 证券交易 | 2014-03-05 | 2016-08-16 | |
| Rep | 就证券提供意见 | 2013-08-07 | 2014-03-05 | |
| Rep | 提供资产管理 | 2013-08-07 | 2014-03-05 | |
| Rep | 证券交易 | 2013-08-07 | 2014-03-05 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-11-29 | 2008-08-02 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-11-29 | 2008-08-02 |