| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BLACKROCK (HONG KONG) LIMITED | Rep | 证券交易 | 2010-01-18 | 2010-11-18 |
| BlackRock Asset Management North Asia Limited | Rep | 就证券提供意见 | 2009-09-04 | 2010-11-18 |
| Cowen Structured Products Hong Kong Limited | Rep | 证券交易 | 2009-06-17 | 2009-07-21 |
| RO | 证券交易 | 2006-10-20 | 2009-06-17 |