| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited | Rep | 就证券提供意见 | 2018-08-16 | 2025-05-02 |
| Rep | 提供资产管理 | 2018-03-09 | 2025-05-02 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-09-12 | 2017-07-05 |
| Rep | 证券交易 | 2013-09-12 | 2017-07-05 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-02 | 2010-06-01 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2005-12-28 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-12-28 | 2010-06-01 |
| Rep | 证券交易 | 2005-12-28 | 2010-06-01 |