| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | RO | 期货合约交易 | 2010-08-02 | 2011-06-01 |
| Newedge Broker Limited | RO | 提供自动化交易服务 | 2008-12-02 | 2009-07-31 |
| RO | 期货合约交易 | 2008-12-02 | 2009-07-31 | |
| RO | 证券交易 | 2008-12-02 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | RO | 期货合约交易 | 2008-03-06 | 2011-06-01 |
| RO | 证券交易 | 2008-03-06 | 2011-06-01 |