| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2009-01-14 |
| Rep | 证券交易 | 2008-10-10 | 2009-01-14 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2006-10-04 | 2008-09-29 |
| Rep | 证券交易 | 2006-10-04 | 2008-09-29 | |
| Citadel Asia Limited | Rep | 提供资产管理 | 2006-01-09 | 2006-07-18 |