| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-02-14 | 2008-06-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2008-02-14 | 2008-06-30 |
| Rep | 证券交易 | 2008-02-14 | 2008-06-30 | |
| Ark Securities (Hong Kong) Limited | Rep | 提供资产管理 | 2008-01-21 | 2008-01-30 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-01-23 | 2008-01-30 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2006-07-11 | 2008-01-30 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2006-01-11 | 2006-05-31 |