| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2012-11-20 | 2013-01-25 |
| Rep | 证券交易 | 2012-11-20 | 2013-01-25 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2008-10-08 | 2011-03-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2008-10-08 | 2011-03-22 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-01-23 | 2011-03-22 |