| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KOG FOREX LIMITED | Rep | 杠杆式外汇交易 | 2018-06-25 | 2019-11-26 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2008-08-27 | 2009-04-27 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2008-06-30 | 2009-04-27 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2008-06-30 | 2009-04-27 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-10-04 | 2008-05-16 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2006-09-13 | 2008-05-16 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2006-01-26 | 2006-04-25 |