| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2025-01-09 | 2026-01-16 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2025-01-09 | 2026-01-16 |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-12-16 | 2024-12-01 |
| Rep | 证券交易 | 2022-12-16 | 2024-12-01 | |
| Fosun International Securities Limited | Rep | 证券交易 | 2021-09-15 | 2022-08-04 |
| Rep | 就证券提供意见 | 2021-08-19 | 2022-08-04 | |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2021-03-04 | 2021-07-08 |
| Rep | 提供资产管理 | 2021-03-04 | 2021-07-08 | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2017-07-18 | 2019-03-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2017-07-18 | 2019-03-11 |