| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Asset Management Limited | Rep | 证券交易 | 2024-08-07 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2023-08-25 | 2024-08-01 |
| CMB International Capital Limited | RO | 就机构融资提供意见 | 2022-02-07 | 2023-07-01 |
| RO | 证券交易 | 2022-02-07 | 2023-07-01 | |
| Rep | 就机构融资提供意见 | 2019-11-14 | 2022-02-07 | |
| Rep | 证券交易 | 2019-11-14 | 2022-02-07 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2017-07-20 | 2019-08-30 |
| Rep | 证券交易 | 2017-07-20 | 2019-08-30 |