| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-04-16 | 2010-06-25 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2010-03-16 | 2010-06-25 |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2008-07-11 | 2010-01-13 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-03-01 | 2008-04-25 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-03-01 | 2008-04-25 |