| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2026-09-28 | - |
| Rep | 提供资产管理 | 2026-09-28 | - | |
| Rep | 证券交易 | 2026-09-28 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2026-09-28 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-10-12 | 2026-09-15 |
| Rep | 提供资产管理 | 2022-10-12 | 2026-09-15 | |
| Rep | 证券交易 | 2022-10-12 | 2026-09-15 | |
| CDIB Capital International (Hong Kong) Corporation Limited | Rep | 就证券提供意见 | 2022-05-03 | 2022-09-22 |
| Rep | 证券交易 | 2022-05-03 | 2022-09-22 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-08-02 | 2021-06-01 |
已采集记录中暂无金管局登记。