| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2025-11-25 | - |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2024-03-27 | 2025-07-24 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2024-01-10 | 2024-01-29 |
| Rep | 证券交易 | 2024-01-10 | 2024-01-29 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2018-07-17 | 2021-10-29 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2018-07-17 | 2021-10-29 |
| Rep | 证券交易 | 2018-07-17 | 2021-10-29 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2018-07-04 | 2021-10-29 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2017-08-07 | 2018-05-25 |
| Rep | 期货合约交易 | 2017-08-07 | 2018-05-25 |
已采集记录中暂无金管局登记。