| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 证券交易 | 2013-12-19 | 2014-01-27 |
| MF Global Hong Kong Limited | Rep | 就期货合约提供意见 | 2006-04-12 | 2006-06-17 |
| Rep | 期货合约交易 | 2006-04-12 | 2006-06-17 | |
| MF Global Securities HK Limited | Rep | 就证券提供意见 | 2006-04-12 | 2006-06-17 |
| Rep | 证券交易 | 2006-04-12 | 2006-06-17 |