| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited | Rep | 证券交易 | 2022-07-25 | - |
| CITIC Futures International Company Limited | Rep | 期货合约交易 | 2021-02-01 | - |
| Huatai (Hong Kong) Futures Limited | Rep | 期货合约交易 | 2019-08-01 | 2021-01-12 |
| Gong Ping Futures Limited | Rep | 期货合约交易 | 2018-07-12 | 2019-07-17 |
| Gong Ping Securities Limited | Rep | 证券交易 | 2018-07-12 | 2019-07-17 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2017-12-22 | 2018-06-19 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2017-12-22 | 2018-06-19 |
| Hao Tian International Futures Limited | Rep | 期货合约交易 | 2017-08-08 | 2017-10-13 |