| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mason Securities Limited | Rep | 证券交易 | 2010-08-16 | 2011-06-10 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-08-16 | 2011-06-10 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-03-13 | 2010-07-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-03-13 | 2010-07-28 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期货合约交易 | 2006-05-03 | 2008-09-21 |
| Rep | 证券交易 | 2006-02-17 | 2008-09-21 |