| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2024-09-03 | - |
| RO | 就证券提供意见 | 2024-09-03 | - | |
| CLSA LIMITED | RO | 证券交易 | 2024-09-03 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2021-02-11 | 2024-09-03 |
| CLSA LIMITED | Rep | 就证券提供意见 | 2021-02-11 | 2021-07-26 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-01-11 | 2024-09-03 |
| CLSA LIMITED | Rep | 证券交易 | 2021-01-11 | 2024-09-03 |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2017-10-24 | 2020-11-23 |
| Rep | 证券交易 | 2017-10-24 | 2020-11-23 | |
| KAM LUEN SECURITIES LIMITED | Rep | 证券交易 | 2017-08-22 | 2017-09-27 |