| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPMAX SECURITIES LIMITED | Rep | 证券交易 | 2020-11-23 | 2023-07-12 |
| Wealthy Securities Limited | Rep | 提供资产管理 | 2019-02-21 | 2020-09-30 |
| Rep | 证券交易 | 2019-02-21 | 2020-09-30 | |
| UPMAX SECURITIES LIMITED | Rep | 证券交易 | 2018-01-18 | 2019-01-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-08-25 | 2017-12-21 |